-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CzOzTNYFwWMbG5IIBPJx1d8IUFD2en8h0oiMD9fywV94+hs8q8sKlEEIKm5TR7qw K6fwPDbwHGn32q0CmKakkw== 0000950142-98-000194.txt : 19980304 0000950142-98-000194.hdr.sgml : 19980304 ACCESSION NUMBER: 0000950142-98-000194 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19980302 SROS: NYSE GROUP MEMBERS: A.H.W. LIMITED GROUP MEMBERS: ANDREW H. WEINSTEIN GROUP MEMBERS: ARISON MICKY 1994 B TRUST GROUP MEMBERS: JAMES M. DUBIN GROUP MEMBERS: JMD DELAWARE, INC. GROUP MEMBERS: KENTISH LIMITED GROUP MEMBERS: MA 1994 B SHARES, INC. GROUP MEMBERS: MA 1994 B SHARES, L.P. GROUP MEMBERS: MA 1997 HOLDINGS, INC. GROUP MEMBERS: MA 1997 HOLDINGS, L.P. GROUP MEMBERS: MARILYN B. ARISON GROUP MEMBERS: MBA I LLC GROUP MEMBERS: MICKY ARISON GROUP MEMBERS: SHARI ARISON GROUP MEMBERS: TAF MANAGEMENT COMPANY GROUP MEMBERS: TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP GROUP MEMBERS: TAMMS MANAGEMENT CORPORATION GROUP MEMBERS: TED ARISON GROUP MEMBERS: THE CONTINUED TRUST FOR MICHAEL ARISON GROUP MEMBERS: THE CONTINUED TRUST FOR MICKY ARISON GROUP MEMBERS: THE CONTINUED TRUST FOR SHARI ARISON DORSMAN GROUP MEMBERS: THE MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST GROUP MEMBERS: THE MICKY ARISON 1994 "B" TRUST GROUP MEMBERS: THE MICKY ARISON 1997 HOLDINGS TRUST GROUP MEMBERS: THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST GROUP MEMBERS: THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-39580 FILM NUMBER: 98553434 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ARISON MICKY 1994 B TRUST CENTRAL INDEX KEY: 0001053060 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 516191775 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1201 N MARKERT STREET CITY: WILMINGTON STATE: DE ZIP: 19899 BUSINESS PHONE: 3025757300 MAIL ADDRESS: STREET 1: 1201 N MARKET STREET CITY: WILMINGTON STATE: DE ZIP: 19899 SC 13D/A 1 AMENDMENT NO. 4 TO SCHEDULE 13D SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 4 to the Second Amended and Restated Schedule 13D Under the Securities Exchange Act of 1934 CARNIVAL CORPORATION (Name of Issuer) Class A Common Stock ($.01 par value) (Title of Class of Securities) 143658 10 2 (CUSIP Number) Arnaldo Perez, Esq. General Counsel Carnival Corporation 3655 N.W. 87th Avenue Miami, Florida 33178-2428 (305) 599-2600 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 31, 1997, January 12, 1998, February 2, 1998 and February 12, 1998 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ]. Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,826,583.34 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 1,826,583.34 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,826,583.34 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person OO ----------------------------------- Page 2 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TAMMS MANAGEMENT CORPORATION ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,826,583.34 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 182,658 Person With ------------------- (10) Shared Dispositive Power 1,643,925.34 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,826,583.34 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person CO ----------------------------------- Page 3 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TED ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Israel ------------------------ Number of (7) Sole Voting Power 55,693,016 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 55,693,016 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 55,693,016 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [X] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.7% --------- (14) Type of Reporting Person IN ----------------------------------- Page 4 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE CONTINUED TRUST FOR MICHAEL ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 2,000,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 2,000,000 Person With ------------------- (10) Shared Dispositive Power 379,504.68 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,379,504.68 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.8% --------- (14) Type of Reporting Person OO ----------------------------------- Page 5 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Guernsey, Channel Islands ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 3,551,354 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,551,354 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.2% --------- (14) Type of Reporting Person OO ----------------------------------- Page 6 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE CONTINUED TRUST FOR SHARI ARISON DORSMAN ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 2,000,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 2,000,000 Person With ------------------- (10) Shared Dispositive Power 379,504.66 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 2,379,504.66 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.8% --------- (14) Type of Reporting Person OO ----------------------------------- Page 7 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1 ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Jersey, Channel Islands ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 15,042,858 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 15,042,858 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.1% --------- (14) Type of Reporting Person OO ----------------------------------- Page 8 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons SHARI ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization United States and Israel ------------------------ Number of (7) Sole Voting Power 3,000,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 3,000,000 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,000,000 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.0% --------- (14) Type of Reporting Person IN ----------------------------------- Page 9 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,200,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 1,200,000 Person With ------------------- (10) Shared Dispositive Power 500,000 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,700,000 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person OO ----------------------------------- Page 10 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MARILYN B. ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization United States and Israel ------------------------ Number of (7) Sole Voting Power 516,220 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 516,220 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 516,220 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [X] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.2% --------- (14) Type of Reporting Person IN ----------------------------------- Page 11 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MBA I LLC ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 1,200,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 1,200,000 Person With ------------------- (10) Shared Dispositive Power 500,000 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,700,000 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.6% --------- (14) Type of Reporting Person OO ----------------------------------- Page 12 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE CONTINUED TRUST FOR MICKY ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power 979,504.66 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 979,504.66 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 979,504.66 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 0.3% --------- (14) Type of Reporting Person OO ----------------------------------- Page 13 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE MICKY ARISON 1997 HOLDINGS TRUST ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 3,281,354 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 3,281,354 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,281,254 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.1% --------- (14) Type of Reporting Person OO ----------------------------------- Page 14 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MA 1997 HOLDINGS, L.P. ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 3,281,354 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 3,281,354 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,281,354 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.1% --------- (14) Type of Reporting Person PN ----------------------------------- Page 15 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MA 1997 HOLDINGS, INC. ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 3,281,354 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 3,281,354 Person With ------------------- (10) Shared Dispositive Power -0- ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,281,354 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.1% --------- (14) Type of Reporting Person CO ----------------------------------- Page 16 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons THE MICKY ARISON 1994 "B" TRUST ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 54,057,142 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 54,057,142 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.2% --------- (14) Type of Reporting Person OO ----------------------------------- Page 17 CUSIP No. 143658 10 2 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MA 1994 B SHARES, L.P. ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 54,057,142 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 54,057,142 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.2% --------- (14) Type of Reporting Person PN ----------------------------------- Page 18 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MA 1994 B SHARES, INC. ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 54,057,142 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 54,057,142 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 18.2% --------- (14) Type of Reporting Person CO ----------------------------------- Page 19 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons MICKY ARISON ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization United States ------------------------ Number of (7) Sole Voting Power 600,000 Shares Bene- ------------------------ ficially (8) Shared Voting Power 54,338,496 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 600,000 Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 57,938,496 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [X] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 19.5% --------- (14) Type of Reporting Person IN ----------------------------------- Page 20 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons A.H.W. LIMITED ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Guernsey, Channel Islands ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 3,551,354 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 3,551,354 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 1.2% --------- (14) Type of Reporting Person CO ----------------------------------- Page 21 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons ANDREW H. WEINSTEIN ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization United States ------------------------ Number of (7) Sole Voting Power 15,042,858 Shares Bene- ------------------------ ficially (8) Shared Voting Power 7,438,514 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 26,032,726 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 26,032,726 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 8.8% --------- (14) Type of Reporting Person IN ----------------------------------- Page 22 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons TAF MANAGEMENT COMPANY ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 7,438,514 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 7,438,514 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 7,438,514 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 2.5% --------- (14) Type of Reporting Person CO ----------------------------------- Page 23 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons KENTISH LIMITED ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Isle of Man, United Kingdom ------------------------ Number of (7) Sole Voting Power 15,042,858 Shares Bene- ------------------------ ficially (8) Shared Voting Power -0- Owned by Each ---------------------- Reporting (9) Sole Dispositive Power -0- Person With ------------------- (10) Shared Dispositive Power 15,042,858 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 15,042,858 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 5.1% --------- (14) Type of Reporting Person CO ----------------------------------- Page 24 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons JMD DELAWARE, INC. ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization Delaware ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 57,338,496 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 3,281,354 Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 57,338,496 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 19.2% --------- (14) Type of Reporting Person CO ----------------------------------- Page 25 (1) Name of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons JAMES M. DUBIN ------------------------------------------------------------ (2) Check the Appropriate Box if a Member of a Group (a) (b) X ----------------- ----------------------------------- (3) SEC Use Only (4) Source of Funds Not Applicable --------------------------------------------- (5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e) [ ] ------------------------------ (6) Citizenship or Place of Organization United States ------------------------ Number of (7) Sole Voting Power -0- Shares Bene- ------------------------ ficially (8) Shared Voting Power 57,338,496 Owned by Each ---------------------- Reporting (9) Sole Dispositive Power 3,281,354 Person With ------------------- (10) Shared Dispositive Power 54,057,142 ----------------- (11) Aggregate Amount Beneficially Owned by Each Reporting Person 57,338,496 ----------------------------------------------------- (12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares [ ] ----------------------------------------------------- (13) Percent of Class Represented by Amount in Row (11) 19.2% --------- (14) Type of Reporting Person IN ----------------------------------- Page 26 The Second Amended and Restated Joint Statement on Schedule 13D, dated April 23, 1996, as amended (the "Schedule 13D"), of TAMMS L.P., TAMMS Corp., Ted Arison, the Michael Arison Continued Trust, the Shari Arison Guernsey Trust, the Shari Arison Continued Trust, the Shari Arison Trust No. 1, Shari Arison, the Marilyn Arison Delaware Trust, Marilyn B. Arison, MBA I LLC, the Micky Arison Continued Trust, the Micky Arison Trust, the B Trust, JMD Delaware, James M. Dubin, Micky Arison, A.H.W. Limited, Andrew H. Weinstein, TAF Management and Kentish Limited is hereby amended as follows: Item 2. Identity and Background Item 2 is hereby amended by the addition thereto of the following: "The Micky Arison 1997 Holdings Trust (the "MA 1997 Trust") is hereby added as a Reporting Person to the Schedule 13D. The MA 1997 Trust is a Delaware trust formed for the benefit of Micky Arison and his heirs. The business address of the MA 1997 Trust is P.O. Box 1347, 1201 N. Market Street, Wilmington, Delaware 19899-1347. The sole trustee of the MA 1997 Trust is JMD Delaware, a Delaware corporation whose principal purpose is to serve as trustee for certain trusts established for the benefit of members of the Arison family. MA 1997 Holdings, L.P. ("MA 1997, L.P.") is hereby added as a Reporting Person to the Schedule 13D. MA 1997, L.P. is a Delaware limited partnership whose principal purpose is to hold and manage the investments previously held directly by Micky Arison and the Micky Arison Trust. The business address of MA 1997, L.P. is 1201 North Market Street, Wilmington, Delaware 19899. The sole limited partner of MA 1997, L.P. is the MA 1997 Trust. The general partner of MA 1997, L.P. is MA 1997 Holdings, Inc. ("MA 1997, Inc."), a Delaware corporation which is wholly owned by the MA 1997 Trust. MA 1997, Inc. is hereby added as a Reporting Person to the Schedule 13D. MA 1997, Inc. is a Delaware corporation whose principal purpose is to serve as the general partner for MA 1997, L.P. The business address of MA 1997, Inc. is 1201 North Market Street, Wilmington, Delaware 19899. The executive officers of MA 1997, Inc. are: James M. Dubin, Chairman and President; Jonathan R. Bell, Vice President and Treasurer; Denison H. Hatch, Jr., Vice President and Secretary; Johannes R. Krahmer, Vice President and Assistant Treasurer; and Walter C. Tuthill, Vice President. The directors of MA 1997, Inc. are James M. Dubin, Denison H. Hatch, Jr. and Walter C. Tuthill. The sole stockholder of MA 1997, Inc. is the MA 1997 Trust. Each of Messrs. Dubin and Bell is an Attorney-at-Law at Paul, Weiss, Rifkind, Wharton & Garrison, 1285 Avenue of the Americas, New York, New York 10019. Each of Messrs. Hatch, Krahmer and Tuthill is an Attorney-at-Law at Morris, Nichols, Arsht & Tunnell, P.O. Box 1347, 1201 N. Market Street, Wilmington, Delaware 19899-1347. Each of Page 27 Messrs. Dubin, Bell, Hatch, Krahmer and Tuthill is a United States citizen. MA 1997, Inc. is the general partner of MA 1997, L.P. MA 1994 B Shares, L.P. ("B Shares, L.P.") is hereby added as a Reporting Person to the Schedule 13D. B Shares, L.P. is a Delaware limited partnership whose principal purpose is to hold and manage the investments previously held directly by the B Trust. The business address of B Shares, L.P. is 1201 North Market Street, Wilmington, Delaware 19899. The sole limited partner of B Shares, L.P. is the B Trust. The general partner of B Shares, L.P. is MA 1994 B Shares, Inc., a Delaware corporation which is wholly owned by the B Trust ("B Shares, Inc."). B Shares, Inc. is hereby added as a Reporting Person to the Schedule 13D. B Shares, Inc. is a Delaware corporation whose principal purpose is to serve as the general partner of B Shares, L.P. The business address of B Shares, Inc. is P.O. Box 1347, 1201 North Market Street, Wilmington, Delaware 19899-1347. The executive officers of B Shares, Inc. are: James M. Dubin, Chairman and President; Jonathan R. Bell, Vice President and Treasurer; Denison H. Hatch, Jr., Vice President and Secretary; Johannes R. Krahmer, Vice President and Assistant Treasurer; and Walter C. Tuthill, Vice President. The directors of B Shares, Inc. are James M. Dubin, Denison H. Hatch, Jr. and Walter C. Tuthill. The sole stockholder of B Shares, Inc. is the B Trust. Each of Messrs. Dubin and Bell is an Attorney-at-Law at Paul, Weiss, Rifkind, Wharton & Garrison, 1285 Avenue of the Americas, New York, New York 10019. Each of Messrs. Hatch, Krahmer and Tuthill is an Attorney-at-Law at Morris, Nichols, Arsht & Tunnell, P.O. Box 1347, 1201 N. Market Street, Wilmington, Delaware 19899-1347. Each of Messrs. Dubin, Bell, Hatch, Krahmer and Tuthill is a United States citizen. B Shares, Inc. is the general partner of B Shares, L.P." Item 4. Purpose of Transaction. Item 4 is hereby amended by the addition thereto of the following: "Since the last report, the Reporting Persons have restructured their aggregate holdings with respect to 58,238,496 shares of Class A Common Stock, acquired 30,000 shares of Class A Common Stock and sold 900,000 shares of Class A Common Stock. This was accomplished by: (a) the contribution by JMD Delaware, as Trustee of the Micky Arison Trust, of 3,251,354 shares of Class A Common Stock to MA 1997, L.P., on December 31, 1997; (b) the contribution by JMD Delaware, as Trustee of the B Trust, of 54,957,142 shares of Class A Common Stock to B Shares, L.P. on December 31, 1997; (c) the acquisition of 30,000 shares of Class A Common Stock by Micky Arison on January 12, 1998 and the subsequent transfer of such shares to MA 1997, L.P. on February 2, 1998; and (d) the sale by B Shares, L.P. of 900,000 shares of Class A Common Stock at $57 per share in a Page 28 transaction pursuant to Rule 144 under the Securities Act of 1933, as amended (the "Securities Act") on February 12, 1998. The transfers of shares by the Reporting Persons in the December-- February Transactions (as defined below in "Interests in Securities of the Issuer") were effected for certain estate planning, investment and other related purposes. None of the Reporting Persons has any current plans to change the management or operations of the Issuer." Item 5. Interest in Securities of the Issuer. Item 5 is hereby amended by the addition thereto of the following: "On December 31, 1997, JMD Delaware, as Trustee of the Micky Arison Trust, contributed 3,251,354 shares of Class A Common Stock to MA 1997, L.P. On December 31, 1997, JMD Delaware, as Trustee of the B Trust, contributed 54,957,142 shares of Class A Common Stock to B Shares, L.P. On January 12, 1998, Micky Arison was granted 30,000 shares of Class A Common Stock pursuant to the Issuer's 1993 Restricted Stock Plan, which he then contributed to MA 1997, L.P. on February 2, 1998. On February 12, 1998, B Shares, L.P. sold 900,000 shares of Class A Common Stock at $57 per share in a transaction pursuant to Rule 144 under the Securities Act. The foregoing transactions are referred to herein as the "December--February Transactions." Following the December--February Transactions, the MA 1997 Trust beneficially owns 3,281,354 shares of Class A Common Stock (approximately 1.1% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the sole stockholder of MA 1997, Inc. The MA 1997 Trust has shared voting power and sole dispositive power with respect to all such shares of Class A Common Stock. Following the December--February Transactions, MA 1997, L.P. beneficially owns an aggregate of 3,281,354 shares of Class A Common Stock (approximately 1.1% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), all of which it holds directly. Page 29 MA 1997, L.P. has shared voting and sole dispositive power with respect to all such shares of Class A Common Stock that it holds directly. Following the December--February Transactions, MA 1997, Inc. beneficially owns an aggregate of 3,281,354 shares of Class A Common Stock (approximately 1.1% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the general partner of MA 1997, L.P. MA 1997, Inc. has shared voting and sole dispositive power with respect to all such shares of Class A Common Stock. Following the December--February Transactions, the B Trust beneficially owns 54,057,142 shares of Class A Common Stock (approximately 18.2% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the sole stockholder of B Shares, Inc. The B Trust has shared voting power and dispositive power with respect to all such shares of Class A Common Stock held by B Shares, L.P. Following the December--February Transactions, B Shares, L.P. beneficially owns an aggregate of 54,057,142 shares of Class A Common Stock (approximately 18.2% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), which its holds directly. B Shares, L.P. has shared voting and dispositive power with respect to all such shares of Class A Common Stock. Following the December--February Transactions, B Shares, Inc. beneficially owns an aggregate of 54,057,142 shares of Class A Common Stock (approximately 18.2% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the general partner of B Shares, L.P. B Shares, Inc. has shared voting and dispositive power with respect to all such shares of Class A Common Stock. Following the December--February Transactions, Micky Arison beneficially owns an aggregate of 57,938,496 shares of Class A Common Stock (approximately 19.5% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), 600,000 shares of which are underlying vested options which he holds directly, 3,281,354 shares with respect to which he has a beneficial interest by virtue of the interest and authority granted to him under the trust instrument for the MA 1997 Trust and 54,057,142 shares with respect to which he has a beneficial interest by virtue of the interest and authority granted to him under the trust instrument for the B Trust. Micky Arison shares voting power with respect to the 3,281,354 shares of Class A Common Stock indirectly held by the MA 1997 Trust and shares voting and dispositive power with Page 30 respect to the 54,057,142 shares of Class A Common Stock indirectly held by the B Trust. Because of his status as President and Treasurer of TAMMS Corp., Micky Arison may be deemed to share voting power with respect to the 1,826,583.34 shares of Class A Common Stock beneficially owned by TAMMS L.P. Micky Arison disclaims beneficial ownership of the 1,826,583.34 shares of Class A Common Stock owned by TAMMS L.P. which are beneficially owned by the partners of TAMMS L.P. Accordingly, Micky Arison has not reported beneficial ownership of any of the shares of Class A Common Stock held by TAMMS L.P. Following the December--February Transactions, JMD Delaware beneficially owns an aggregate of 57,338,496 shares of Class A Common Stock (approximately 19.3% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the trustee of the 1997 MA Trust and the B Trust. JMD Delaware may be deemed to have shared voting and sole dispositive power with respect to the 3,281,354 shares of Class A Common Stock indirectly held by the MA 1997 Trust and shared voting and dispositive power with respect to the 54,057,142 shares of Class A Common Stock indirectly held by the B Trust. JMD Delaware disclaims beneficial ownership of all such shares of Class A Common Stock. Following the December--February Transactions, James M. Dubin beneficially owns an aggregate of 57,338,496 shares of Class A Common Stock (approximately 19.3% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997), by virtue of being the sole shareholder of JMD Delaware, the trustee of the MA 1997 Trust and the B Trust. Mr. Dubin may be deemed to have shared voting and sole dispositive power with respect to the 3,281,354 shares of Class A Common Stock indirectly held by the MA 1997 Trust and shared voting and dispositive power with respect to the 54,057,142 shares of Class A Common Stock indirectly held by the B Trust. Mr. Dubin disclaims beneficial ownership of all such shares of Class A Common Stock. The Reporting Persons, as a group, beneficially own an aggregate of 139,680,458 shares of Class A Common Stock (approximately 47.0% of the total number of shares of Class A Common Stock reported in the Issuer's Quarterly Report on Form 10-Q for the quarter ending August 31, 1997 to be outstanding as of October 10, 1997). The Reporting Persons, as a group, have sole voting and dispositive power over such shares of Class A Common Stock. Other than the Reporting Persons, no person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of these shares of Class A Common Stock. Page 31 Except for the December--February Transactions, the Reporting Persons have effected no transactions in shares of Class A Common Stock during the past 60 days." Item 7. Material to be Filed as Exhibits. Item 7 is hereby amended by the addition thereto of the following: Exhibit 13 Joint Filing Agreement, dated as of February 16, 1998, among TAMMS L.P., TAMMS Corp., Ted Arison, the Michael Arison Continued Trust, the Shari Arison Irrevocable Trust, the Shari Arison Continued Trust, the Shari Arison Trust No. 1, Shari Arison, the Marilyn Arison Delaware Trust, Marilyn B. Arison, MBA I LLC, the Micky Arison Continued Trust, the MA 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust, B Shares, L.P., B Shares, Inc., Micky Arison, A.H.W. Limited, Andrew H. Weinstein, TAF Management, Kentish Limited, JMD Delaware and James M. Dubin. Page 32 Signatures ---------- After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. Date: February 16, 1998 TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP By: TAMMS MANAGEMENT CORPORATION, MANAGING GENERAL PARTNER By: /s/ Micky Arison -------------------- Micky Arison, President TAMMS MANAGEMENT CORPORATION By: /s/ Micky Arison -------------------- Micky Arison, President /s/ Ted Arison -------------- Ted Arison CONTINUED TRUST FOR MICHAEL ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee SHARI ARISON IRREVOCABLE GUERNSEY TRUST, A.H.W. LIMITED, TRUSTEE By: /s/ R.J. Banfield --------------------- R.J. Banfield, Director CONTINUED TRUST FOR SHARI ARISON DORSMAN, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1, CITITRUST (JERSEY) LIMITED, TRUSTEE By: /s/ Debbie Masters /s/ Rob Vincent --------------------------------------- Debbie Masters, Director Rob Vincent, Asst. Secretary /s/ Shari Arison ---------------- Shari Arison MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee /s/ Marilyn Arison ---------------- Marilyn Arison Page 33 MBA I LLC By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee CONTINUED TRUST FOR MICKY ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee MICKY ARISON 1997 HOLDINGS TRUST, JMD DELAWARE, INC., TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary of Corporate Trustee MA 1997 HOLDINGS, L.P., MA 1997 HOLDINGS, INC., GENERAL PARTNER By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MA 1997 HOLDINGS, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MICKY ARISON 1994 "B" TRUST, JMD DELAWARE, INC., TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary of Corporate Trustee /s/ Micky Arison ---------------- Micky Arison MA 1994 B SHARES, L.P., MA 1994 B SHARES, INC., GENERAL PARTNER By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MA 1994 B SHARES, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary A.H.W. LIMITED By: /s/ R.J. Banfield --------------------- R.J. Banfield, Director /s/ Andrew H. Weinstein ----------------------- Andrew H. Weinstein TAF MANAGEMENT COMPANY By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer Page 34 KENTISH LIMITED By: /s/ Philip Scales --------------------- Philip Scales JMD DELAWARE, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary /s/ James M. Dubin ------------------ James M. Dubin Page 35 INDEX TO EXHIBITS ----------------- Exhibits - -------- 13 Joint Filing Agreement, dated as of February 16, 1998, among TAMMS L.P., TAMMS Corp., Ted Arison, the Michael Arison Continued Trust, the Shari Arison Irrevocable Trust, the Shari Arison Continued Trust, the Shari Arison Trust No. 1, Shari Arison, the Marilyn Arison Delaware Trust, Marilyn B. Arison, MBA I LLC, the Micky Arison Continued Trust, the MA 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust, B Shares, L.P., B Shares, Inc., Micky Arison, A.H.W. Limited, Andrew H. Weinstein, TAF Management, Kentish Limited, JMD Delaware and James M. Dubin. Page 36 EX-13 2 EXHIBIT 13 EXHIBIT 13 JOINT FILING AGREEMENT In accordance with Rule 13d-1(f) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of an amendment or amendments to the Second Amended and Restated Joint Statement on Schedule 13D dated April 23, 1996. This Joint Filing Agreement shall be included as an Exhibit to such joint filing. In evidence thereof, each of the undersigned, being duly authorized, hereby executed this Agreement this 16th day of February, 1998. TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP By: TAMMS MANAGEMENT CORPORATION, MANAGING GENERAL PARTNER By: /s/ Micky Arison -------------------- Micky Arison, President TAMMS MANAGEMENT CORPORATION By: /s/ Micky Arison -------------------- Micky Arison, President /s/ Ted Arison -------------- Ted Arison SHARI ARISON IRREVOCABLE GUERNSEY TRUST, A.H.W. LIMITED, TRUSTEE By: /s/ R.J. Banfield --------------------- R.J. Banfield, Director CONTINUED TRUST FOR SHARI ARISON DORSMAN, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1, CITITRUST (JERSEY) LIMITED, TRUSTEE By: /s/ Debbie Masters /s/ Rob Vincent --------------------------------------- Debbie Masters, Director Rob Vincent, Asst. Secretary /s/ Shari Arison ---------------- Shari Arison MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee Page 37 /s/ Marilyn Arison ---------------- Marilyn Arison MBA I LLC By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Executive Vice President, Secretary and Treasurer CONTINUED TRUST FOR MICKY ARISON, TAF MANAGEMENT COMPANY, TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer of Corporate Trustee MICKY ARISON 1997 HOLDINGS TRUST, JMD DELAWARE, INC., TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary of Corporate Trustee /s/ Micky Arison ---------------- Micky Arison MA 1997 HOLDINGS, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MA 1997 HOLDINGS, L.P., MA 1997 HOLDINGS, INC., GENERAL PARTNER By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MICKY ARISON 1994 "B" TRUST, JMD DELAWARE, INC., TRUSTEE By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary of Corporate Trustee /s/ Micky Arison ---------------- Micky Arison MA 1994 B SHARES, L.P., MA 1994 B SHARES, INC., GENERAL PARTNER By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary MA 1994 B SHARES, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary A.H.W. LIMITED By: /s/ R.J. Banfield --------------------- R.J. Banfield, Director /s/ Andrew H. Weinstein ----------------------- Andrew H. Weinstein Page 38 TAF MANAGEMENT COMPANY By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary and Treasurer KENTISH LIMITED By: /s/ Philip Scales --------------------- Philip Scales, Director JMD DELAWARE, INC. By: /s/ Denison H. Hatch, Jr. ----------------------------- Denison H. Hatch, Jr. Secretary /s/ James M. Dubin ------------------ James M. Dubin -----END PRIVACY-ENHANCED MESSAGE-----